![]() To access FINRA's Request Manager, go to FINRA Gateway, choose the Request & Filings tab, and then select the “Bluesheet Request” type filter. Firms that do not have entitlement to FINRA's Request Manager should contact (800) 321-6273.įirms are responsible for providing FINRA with the firm's most current Blue Sheet contact information. Incomplete, inaccurate and untimely Blue Sheet data compromises regulators’ ability to identify individuals engaging in insider trading schemes and other fraudulent activity.įINRA sends Blue Sheet requests to firms by email and also posts them on FINRA's Request Manager system as a second means of notification. ![]() Firms are expected to provide complete, accurate and timely Blue Sheet data in response to regulatory requests. ![]() Electronic Blue Sheet (EBS) data files, which contain both trading and account holder information, provide regulatory agencies with the ability to analyze a firm’s trading activity. ![]()
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